Design and Distribution Obligations – A Recap on Recent ASIC Reports and Scrutiny
In May this year, after an initial review of compliance by issuers of investment products with the design and distribution obligations, ASIC released Report 762: Design and distribution obligations: Investment products (Report 762) summarising its findings. As a result of its review, ASIC issued 26 interim stop orders for breaches of the target market determination […]
Hamilton Locke Partner Michele Levine elected to Judge The Blockies
Hamilton Locke is proud to announce that Funds and Financial Services Partner, Michele Levine has been invited to serve as a judge in this year’s prestigious Blockchain Australia Awards event, The Blockies. The Blockies’ recognise leadership and excellence in the blockchain industry and community across a number of categories including technical innovation, regulatory advancements, community […]
